- "What is" Form PF?
- ABOR, IBOR, MBOR, Etc. – Are We Getting BORed With Acronyms
- Six Necessary Steps for Anti-Bribery and AML Screening Improvement
- "What Is" ISDA?
- Finger on the Pulse
- "What is" A Derivative?
- To RFP or not to RFP, that is the Question - Do a Proof of Concept Instead
- Key Current Challenges of the Asset Management Industry and Operational Answers
- "What is" Market Data?
- Top 10 Wall Street Halloween Costumes for 2012
Tag Archives: CFTC
January 20, 2015 by Eugene Grygo (Contribution from Minding the Gap, a blog by FTF News editor, Eugene Grygo.) Thanks to the fines imposed upon Wall Street and insurance firms for their sins during the Great Recession, the New York State … Continue reading
FTF News speaks with Aite Group’s David Weiss about the CFTC’s recent reprieve for over-the-counter package trades transacted swap execution facilities (SEFs) rules. “Hope for the best, prepare for the worst” David Weiss recently spoke on a panel at the FTF DerivOps … Continue reading
Guest Contributor: Kevin McPartland, Principal, Market Structure and Technology Advisory Service, Greenwich Associates Free-market capitalism will ultimately lead any marketplace to its ideal state. Over the past half-decade this principle has driven my hypothesis that regulators should not try to … Continue reading
Guest Contributor: John Omahen, vice president of SunGard’s post trade derivatives solutions The dictionary defines the word “swap” as to change or interchange, to move, and even “to thrash,” a computer term meaning to move data into and out of … Continue reading
Guest Contributor: James Wells III, Marketing Communications Manager at Imagine Software Just as Form PF transformed the alternative investment segment by adding a massive operational burden and forcing firms to reassess their risk management practices, new CFTC regulations are reshaping … Continue reading